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NR 2016-137
Contact: (202) 649-6870

OCC Enforcement Actions and Terminations for October 2016

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Illinois
2016-083 Chester Ward, Centrust Bank, National Association, Northbrook 9/19/2016
New York
2016-084 First Niagara Bank, National Association, Buffalo 9/6/2016
South Dakota
2016-081 Wells Fargo Bank, National Association, Sioux Falls 9/29/2016

Civil Money Penalty Orders
No. Name/Bank/City Date
California
2016-085 Kirk N. Dowdell, Golden Pacific Bank, National Association, Sacramento 9/20/2016
Minnesota
2016-086 David Johnson, Landmark Community Bank, National Association, Isanti 9/6/2016
New Mexico
2016-087 Jill Cook, Los Alamos National Bank, Los Alamos 10/4/2016
2016-088 William Enloe, Los Alamos National Bank, Los Alamos 9/20/2016
New York
2016-089 First Niagara Bank, National Association, Buffalo 9/6/2016
South Dakota
2016-082 Wells Fargo Bank, National Association, Sioux Falls 9/29/2016
Texas
2016-090 Archie G. Overby, First National Bank, Rotan 9/20/2016

Formal Agreements
No. Name/Bank/City Date
Illinois
2016-091 The First National Bank of Lacon, Lacon 9/13/2016

Notices Filed
No. Name/Bank/City Date
Virginia
N16-005 Mark Johnson, HSBC Bank USA, National Association, Mclean 10/5/2016

Removal / Prohibition Orders
No. Name/Bank/City Date
California
2016-085 Kirk N. Dowdell, Golden Pacific Bank, National Association, Sacramento 9/20/2016
Minnesota
2016-086 David Johnson, Landmark Community Bank, National Association, Isanti 9/6/2016
New Mexico
2016-087 Jill Cook, Los Alamos National Bank, Los Alamos 10/4/2016
2016-088 William Enloe, Los Alamos National Bank, Los Alamos 9/20/2016

Restitution Orders
No. Name/Bank/City Date
California
2016-085 Kirk N. Dowdell, Golden Pacific Bank, National Association, Sacramento 9/20/2016
Minnesota
2016-086 David Johnson, Landmark Community Bank, National Association, Isanti 9/6/2016

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Florida
2016-092 C&D, Intercredit Bank, National Association, Miami (EA# 2011-115) 5/17/2016
Illinois
2016-093 CFA, Bmo Harris Bank National Association, Chicago (EA# 2013-201) 9/13/2016
Maryland
2016-094 FA, Jarrettsville FS & LA, Jarrettsville (EA# 2015-006) 9/29/2016
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