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Resources for bankers

Trading/Volcker Rule

Buyers and sellers in financial markets trade financial instruments such as bonds, equities, international currencies, and derivatives.

Although regulations and best practices guide financial market transactions, these transactions entail a certain degree of risk. The OCC provides guidance and resources for national banks trading in financial markets.

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Related News and Issuances
Publish DateIdentifierTitle
01/14/2014  NR 2014-2, Agencies Approve Interim Final Rule Authorizing Retention of Interests in and Sponsorship of Collateralized Debt Obligations Backed Primarily by Bank-Issued Trust Preferred Securities
04/19/2012  NR 2012-64, Volcker Rule Conformance Period Clarified
10/11/2011  NR 2011-126, The OCC Issues Volcker Rule Proposal for Public Comment